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Compliance

Brian Roberts

Compliance mindset to be set by senior management

Mon, 16/05/2016 - 12:46

Although it might not necessarily be top-of-mind for a start-up manager, if they are serious about building a proper business then establishing a culture of compliance from the get-go is important.  »

Joe Vittoria

Mirabella and CTAS platforms provide pathway to AIFM status

Tue, 08/03/2016 - 12:21

One of the primary reasons for investment managers choosing to use regulatory hosted services such as those provided by Mirabella, part of the Cordium group, is because of the time it takes regulators to approve manager applications; sometimes up to nine months in the UK.  »

RegERM reporting solution for Annex IV compliance

RegERM reporting solution for Annex IV compliance

Tue, 08/03/2016 - 12:13

Regulatory reporting remains a pertinent issue for a lot of fund managers under AIFMD. One of the attractions of going with a fully outsourced AIFM, which can also provide sub-fund capabilities for those dipping their toe into Europe, is that the reporting and operational compliance function is taken care of.  »

Magnifying glass

Mitsubishi UFJ Fund Services and Confluence launch Annex IV reporting services

Wed, 29/10/2014 - 16:01

Confluence is to provide Mitsubishi UFJ Fund Services with a range of reporting solutions for its new Annex IV reporting services for alternative investment fund managers (AIFMs). »

Computer screen

BNP Paribas Securities Services’ AIFMD reporting solution eases administrative burden for fund managers

Thu, 23/10/2014 - 12:32

BNP Paribas Securities Services has launched an outsourcing service for AIFMD reporting, allowing asset managers to fulfil their reporting obligations without the associated administrative and financial burden. »

Magnifying glass

Pacific Fund Systems delivers automated AIFMD Annex IV reporting solution

Tue, 21/10/2014 - 11:54

Pacific Fund Systems (PFS) has delivered an automated AIFMD Annex IV reporting solution in the latest release of its PFS-PAXUS fund accounting and share registry software platform. »

Clock

ConceptONE’s AIFMD Annex IV Solution available for AIFMs to meet 30 October deadline

Wed, 15/10/2014 - 16:00

ConceptONE is geared up to file AIFMD Annex IV reports for AIFMs in all major EU National Competent Authorities (NCAs). »

Regulation

Cordium expands offering with Strategic Regulatory Response Plan

Thu, 09/10/2014 - 16:02

Cordium, a provider of compliance consulting, accounting, tax and software to the financial services industry, has launched a Strategic Regulatory Response Plan for clients. »

Luxembourg

Fuchs & Associés Group launches Super ManCo

Mon, 22/09/2014 - 06:02

Fuchs & Associés Group has been granted authorisation by the CSSF for Fuchs Asset Management SA, its Luxembourg-based super management company (Super ManCo). »

Thumbs up

Bedell Trust authorised to provide depositary services from London and Jersey

Wed, 30/07/2014 - 16:00

Bedell Trust has received regulatory approval and a variation of permission from the Financial Conduct Authority (FCA) to provide depositary services to UK alternative investment funds (AIFs) as well as "depositary-lite" services to non-EEA AIFs from its London office. »

features

Special Reports

SunGard – The ascent of liquid alternatives
AIFMD Fund Services 2016

AIFMD Fund Services 2016

Tue, 08/03/2016 - 13:00

listingsdirectory
UBS Global Asset Management
Fri, 06/05/2016 - 14:19
RFA (Richard Fleischman & Associates)
Tue, 05/04/2016 - 14:25
Calastone
Mon, 29/02/2016 - 15:20
training
Wed, 08/06/2016   - London
Mon, 13/06/2016   - London
specialreports
other gfm publications